Closing the ‘approval gap’ for ophthalmic devices
The FDA’s recent initiatives have been industry friendly.
By Jerry Helzner, Senior Editor
For years, ophthalmologists critical of the US Food and Drug Administration (FDA) have been outspoken in their complaint that the agency is slow to approve new ophthalmic devices that use advanced technology to deliver improved patient outcomes, especially when compared to European regulatory authorities. A 2010 industry-sponsored study and presentation titled “FDA Impact on US Medical Technology Innovation” and conducted by Stanford University Professor Josh Makower, MD, estimates the time lag in US approvals compared to Europe runs from two years to as many as six years.
But while the FDA does not accept all the conclusions of industry-sponsored studies, it does acknowledge a time lag exists in US medical device approvals. What’s more, the FDA doesn’t think its slower, more deliberate process that requires time-tested proof of both safety and efficacy is such a bad thing.
In fact, Malvina B. Eydelman, MD, director of the FDA Division of Ophthalmic and ENT Devices, has called the agency’s process “the gold standard” for demanding that an ophthalmic device demonstrate both safety and effectiveness.
“I am aware of many instances where ophthalmic devices have made it to European markets prior to getting to the US market and have been removed due to safety issues while still being investigated in the United States,” Dr. Eydelman has stated.
Both the Calhoun (left) and Synchrony advanced IOLs are approved in Europe but not in the United States.
NEW FDA INITIATIVES
Be that as it may, the FDA has been hearing the message of its industry critics that the time it takes to review device applications has actually increased significantly since 2007. It has also heard the dire warnings from some of these critics who foresee the lion’s share of medical device innovation moving overseas.
One organization that represents the medical device industry, AdvaMed, estimates that FDA device review times have increased 45% to 75% since 2007, depending on whether the device is simply an enhancement of existing technology or a totally new concept requiring a more extensive review.
In an attempt to reverse that negative trend, the agency last year embarked on a multi-faceted program to help the medical device industry navigate the approval process in a more informed and speedier manner. The program already includes a new public-private partnership called the Medical Device Innovation Consortium to develop a set of best practices for product development and commercialization, new guidelines to help industry conduct more effective clinical trials, and a ground-breaking initiative designed to use the fees industry pay for FDA services to reduce the agency’s review times for device applications.
A ‘regulatory toolkit’
Moreover, in response to questions from Ophthalmology Management, the FDA said it is now finalizing “draft guidance” for manufacturers on early feasibility studies (including first-in-human) that supports device development and the earlier initiation of human clinical studies. One major advantage of the feasibility study initiative, the FDA says, is to allow continuous close contact between developers and clinical investigators as a device moves along the development path.
“This guidance will provide the regulatory toolkit for sponsors and regulators to think in new ways about device development and the evidence appropriate to move from the bench to clinical evaluation,” the FDA said.
The FDA says it recognizes the efficacy and safety of many medical devices can only be proven in human trials and that, in these cases, it advocates for “early clinical use of a device in a limited number of subjects.”
NOT ALL COMPLAIN
Interestingly, some of the nation’s most prolific innovators do not fault the FDA for taking more time than international regulatory authorities to rule on the suitability of commercializing a device.
Daniel Schwartz, MD, of the University of California San Francisco (UCSF), is point person for an ophthalmic innovation team that enlists the expertise of the faculties of UCSF and California Institute of Technology (Caltech). One of the major innovations that has come out of the UCSF/Caltech group is the Calhoun Light-Adjustable-Lens (Calhoun Vision), an IOL that can actually be adjusted once it is in the eye.
Already approved in several European countries and being used successfully in patients, the Calhoun lens is still years away from approval in the United States. Yet Dr. Schwartz understands the FDA’s deliberate pace.
“I’m not surprised it is taking so long to obtain FDA approval for the Calhoun lens,” Dr. Schwartz says. “It’s a breakthrough technology that requires thorough evaluation. We are currently in phase 3 US trials to treat sphere and cylinder.”
Crosslinking procedure shows saturation of the cornea with riboflavin.
Steven Silverstein, MD, FACS, of Kansas City, Mo., has also been involved in the innovation process. He, too, takes a balanced view. “Though frustrating for all of us to read of the technologies and pharmaceuticals available to our colleagues overseas, the FDA, the fierce overseer of safety and efficacy in the United States, is itself under significant scrutiny,” he notes.
“One look back at the class action lawsuits centered on non-selective systemic NSAIDS is a sobering reminder of the consequences that are periodically witnessed when the results of well-structured clinical trials do not pan out when a given product is placed into widespread use,” Dr. Silverstein adds. “We have seen this in ophthalmology as well, for example, with the LTK [laser thermal keratoplasty] treatment for hyperopia and the Holmium laser.”
Doctors offer solutions
Dr. Silverstein says he “strongly agrees that our system is too bogged down with perhaps overly protective regulations” that require proof of product superiority rather than non-inferiority. He says the FDA has in the past been too slow to react when companies either request approval following a successful, lengthy clinical trial, or in fast tracking efficacious, overtly successful and safe technologies.
FDA device approvals: The good, the bad and the ugly The FDA approval process for medical devices has been a source of criticism and controversy over the years. It is an issue that shows few signs of being resolved, although in the past year the federal agency has taken what most agree is a more industry-friendly stance. One major reason why controversy swirls around the device approval process is that supporters of the process see it as stringent and protective of patients while critics view the process as unnecessarily lengthy, costly and cumbersome. For the objective observer, the pros and cons of the device approval process can be fairly categorized as the good, the bad and the ugly. THE GOOD ■ The FDA characterizes the strict and demanding nature of its medical device approval process as the world’s “gold standard.” To receive approval, a device must demonstrate safety and efficacy over time, ensuring that any risks to patients have been minimized. ■ Despite the demanding requirements of the FDA process, the agency provides two different regulatory pathways to approval: • The streamlined 510(k) pathway for low- to medium-risk technologies and allows companies to use established clinical and scientific data (including foreign studies) as part of their application for approval. The 510(k) pathway enables companies to more quickly incorporate more advanced technology into existing products and platforms. Devices such as ophthalmic lasers, imaging systems, topographers, microscopes, perimeters and retinal cameras have often been approved using the 510(k) pathway. In the emerging area of femto-phaco, each company with an approved laser has received separate 510(k) approvals for performing specific parts of the overall procedure. • The pre-market approval (PMA) pathway, designated for new, higher-risk device technologies. While the PMA process successful in protecting patients, with almost no major (Class I) recalls in recent years, it is the more complex PMA process that tends to draw the most complaints from companies as being difficult to navigate. More about negative aspects of the PMA pathway later. ■ In the past year, the FDA has come forward with two industry-friendly initiatives. The first is the creation of a public-private partnership designed to develop a set of “best practices” to help drug and device companies more easily navigate the approval process. The second is a set of guidelines intended to help companies conduct more effective and efficient clinical trials. The FDA is also finalizing plans to give manufacturers more freedom to conduct early feasibility studies of new devices, allowing developers and clinical investigators to have continuous interaction from the earliest stages of device development. ■ The “user agreement” that requires medical device companies to pay fees to the FDA in return for services has been updated. The medical device industry group AdvaMed has praised this move as a major step forward in streamlining the device approval process, providing more FDA resources to the approval process while ensuring a more cost-effective and predictable route to approval. Note: “User fees” device companies pay to the FDA are not the same as the 2.3% federal tax on gross sales of medical device companies that went into effect in January. The FDA does not receive any funds it generates. THE BAD ■ The FDA approval process is especially difficult for the fragmented medical device industry. The companies in this industry tend to be smaller. The Medical Device Manufacturers Association (MDMA) reports that 80% of them have 50 or fewer employees. Small and often with their first product, these companies usually do not have the in-house expertise and experience to successfully navigate the demanding approval process. This unfamiliarity with the process often leads to costly delays and FDA requests for additional or amended clinical data. ■ Critics of the device approval process point to the length of the PMA approval process. This costly and arduous process has discouraged companies from selecting this pathway in recent years. In preparing his 2010 presentation “FDA Impact on Medical Technology Innovation,” Josh Makower, MD, of Stanford University looked at FDA device applications data and found that PMA applications were down from a peak of approximately 3,800 in 2001 to about 1,000 in 2009. In surveying more than 200 medical technology companies, he found their major complaints about the PMA process were that it was unpredictable, lacking in transparency and with often “unreasonable” FDA requirements on core issues. ■ The most outspoken critics of the device approval process say that the much earlier approvals of advanced devices in Europe will lead to device innovation moving overseas, with patients following for better and more advanced treatments. Examples of devices and procedures in routine use in Europe but still not approved in the United States are several high-tech IOLs, including the Synchrony (Abbott Medical Optics) and The Calhoun Light-Adjustable-Lens (Calhoun Vision), the corneal collagen cross-linking procedure for keratoconus (Avedro), the Iluvien sustained-release implant for diabetic macular edema (Alimera Sciences) and radiation therapy for the wet form of AMD (Oraya). (Corneal cross-linking is considered a combination procedure and not a medical device.) ■ European manufacturers of highly praised advanced IOLs have chosen not to even make an effort to obtain US approval due to the cost and length of the FDA process. Among the proven European IOLs that require only a small 1.8-mm incision and have not been submitted to the FDA are the AT Lisa multifocal (Carl Zeiss Meditec), the LentisPlus range of multifocals and torics (Oculentis) and the Fine Vision line of multifocals (PhysIOL). These lenses would be welcomed by US cataract surgeons, according to the American surgeons who have seen the outcomes achieved with these IOLs. Mark Packer, MD, FACS, of Eugene, Ore., is intrigued with a number of the advanced IOLs routinely used in Europe but not available in the United States. For example, he is especially impressed with the outcomes achieved with the LentisMPlus in Europe and is concerned that IOL innovation is moving overseas. Writing in his Modern Medicine blog, Dr. Packer said the discrepancy between the range of premium IOLs available in Europe but not available in the United States has led him to suggest to some patients that they become medical tourists and have their cataract surgeries performed overseas. He offers a rationale for what some might consider such a radical suggestion: “Now that FDA scrutiny and conservatism have reached new heights, and the expense of FDA approval has become truly exorbitant relative to potential revenue, particularly on the medical device side, companies have gone several steps further, doing their clinical trials entirely outside the US or abandoning the goal of FDA approval entirely … we are really beginning to feel the squeeze. “ Dr. Packer concludes his blog post with this not-so-far-fetched thought: “Long story short, I’m thinking about opening a clinic overseas.” THE UGLY ■ The “ugly” may be the new 2.3% federal tax on gross sales of medical device companies. This tax hits especially hard at fledgling companies that must pay the tax even if they are not yet profitable. Another aspect of the tax is that the money collected goes into the general fund, with none of the money used to enhance FDA relationships with industry. This new tax has proven to be unpopular, with both AdvaMed and the MDMA lobbying for its repeal. Recently, the US Senate voted by a large margin across party lines to repeal the device tax, but the vote was viewed as more symbolic than substantive. |
After a long and arduous process, the Implantable Miniature Telescope (IMT) from Vision-Care Technologies was approved by the FDA in 2010.
“Perhaps, as a starting point, we can come to a consensus with the FDA for speeding up the approval process, not by lowering its standards for safety and efficacy, but rather in significantly increasing the budget for manpower and resources that would permit a much smoother and efficient road to more quickly bringing new, patient-benefiting treatment modalities to market,” Dr. Silverstein says.
Alan Aker, MD, of Boca Raton, Fla., in a guest editorial in Ophthalmology Management last year, was highly critical of the FDA approval process for ophthalmic devices.
“The United States, the traditional leader in new technology in most fields of endeavor, has now become the land of the Have-Nots,” he wrote. “We look longingly at those who have — namely, our European colleagues with unfettered access to a whole array of products to enhance the vision of their patients. The Old World gets all the newest products these days.”
In his editorial, Dr. Aker proposed a modification of the FDA approval process, questioning why ophthalmic products currently safely and routinely used in Europe should not also be approved in the United States.
PESSIMISTIC PREDICTION
“The losers at present are US surgeons and our patients,” Dr. Aker concluded. “But companies that develop and manufacture ophthalmic technology also suffer. Because of the almost prohibitive costs needed to sustain an FDA approval process, many technologies will take years to make it to our shores, if they make it at all. Some companies are forced to make the hard-nosed business decision to simply opt out of the US market, after they sized up the return on investment and found it wanting. ‘Why bother?’ they ask. Why, indeed.” OM